Overview
Prepares and delivers securities-law opinion letters for public and private issuers, shareholders, investors, transfer agents, brokers and other transaction parties. Experience includes opinions involving Section 3(a)(10) court-approved exchanges, Rule 144 resales, restricted securities and legend removal, affiliate and control status, holding-period and tacking analysis, registration exemptions, transfer-agent instructions, and the due authorization, valid issuance, fully paid and nonassessable status of securities, as well as transaction-specific opinions under federal and state securities laws.
