- Posts by Anthony R. Paesano
Partner“Clients need a business attorney who knows more than just the regulatory landscape. They need one who can help them identify which risks are worth taking while protecting enterprise value. Those are the conversations I have with ...
Many privately held businesses unknowingly trigger federal and state securities laws when they raise capital, issue equity, or bring on outside investors. A common misconception is that state and federal securities laws only apply to publicly traded companies. After all, if your company isn’t listed on an exchange or market, why would the SEC be concerned with your business? The answer may surprise you. Securities laws apply to privately held companies far more frequently than business owners may realize. Whether you’re raising capital, issuing debt, courting investors, or offering equity to key employees, understanding the securities laws is an important part of protecting your business.
Welcome to the Amundsen Davis Corporate Legal Update where our attorneys blog about insights on corporate governance, securities regulations, M&A news and more.
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